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Martin Douglas H's Form 4 filing

Conns Inc (CONN) · filed Dec 27, 2022

Accession no.
0001062993-22-024499
Filed
Dec 27, 2022
Trade date
Dec 22-27, 2022
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $76.9K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Martin Douglas HCIK 0001228229Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 22, 2022Common StockPPurchaseAcquired+1,000$6.25+$6,25047,077Indirect
Dec 23, 2022Common StockPPurchaseAcquired+7,000$6.47F1+$45,29060,042Indirect
Dec 27, 2022Common StockPPurchaseAcquired+4,000$6.35+$25,40064,042Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $6.4599 to $6.48 per share. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the trades were effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)