Chicago Pacific Founders UGP, LLC's Form 4 filing
P3 Health Partners Inc. (PIII) · filed Dec 22, 2022
- Accession no.
- 0001062993-22-024411
- Filed
- Dec 22, 2022, 4:25 PM ET
- Trade date
- Dec 13, 2022
- Filing delay
- 9 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 derivative transaction. It was filed 9 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chicago Pacific Founders UGP, LLCCIK 0001897558 | 10% Owner |
| Chicago Pacific Founders GP, L.P.CIK 0001898470 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Class A Common Stock | PPurchaseAcquired | +429,180 | $0.00F4 | $0 | 429,180 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The warrants were issued in connection with a promissory note issued by the Issuer to VBC providing for a financing in several tranches up to an aggregate of $40 million.
Referenced by the price of 1 transaction in Table II.