Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Dec 15, 2022
- Accession no.
- 0001062993-22-023929
- Filed
- Dec 15, 2022
- Trade date
- Dec 13-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions. Open-market sales total $2.77M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | SSaleDisposed | −1,375 | $232.96F2 | −$320,320 | 11,740,120 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −3,851 | $233.88F3 | −$900,671.88 | 11,736,269 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −1,850 | $234.70F4 | −$434,195 | 11,734,419 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −360 | $236.04F5 | −$84,974.4 | 11,734,059 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −1,195 | $236.97F6 | −$283,179.15 | 11,732,864 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −454 | $238.27F7 | −$108,174.58 | 11,732,410 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −960 | $239.20F8 | −$229,632 | 11,731,450 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −360 | $240.07F9 | −$86,425.2 | 11,731,090 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −100 | $241.00 | −$24,100 | 11,730,990 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −1,245 | $232.96F10 | −$290,035.2 | 11,729,745 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −15 | $234.57 | −$3,518.55 | 11,729,730 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $232.3700 to $233.3400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $233.3700 to $234.3500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $234.3700 to $235.3300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $235.5700 to $236.3300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $236.6700 to $237.6500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $237.7200 to $238.5800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $238.7900 to $239.6150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $239.8200 to $240.5400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $232.8800 to $233.7300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.