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Jacoby Michael Z's Form 4 filing

Broad Street Realty, Inc. (BRST) · filed Dec 14, 2022

Accession no.
0001062993-22-023892
Filed
Dec 14, 2022
Trade date
Nov 30-Dec 12, 2022
Filing delay
14 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $15.8K. It was filed 14 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jacoby Michael ZCIK 0001794504Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 30, 2022Common StockPPurchaseAcquired+5,800$1.01F1+$5,8582,729,781Direct
Dec 12, 2022Common StockPPurchaseAcquired+7,700$1.29F2+$9,9332,737,481Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.00 to $1.10, inclusive. The Reporting Person undertakes to provide to Broad Street Realty, Inc., any security holder of Broad Street Realty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.09 to $1.40, inclusive. The Reporting Person undertakes to provide to Broad Street Realty, Inc., any security holder of Broad Street Realty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)