Sullivan Brian F.'s Form 4 filing
Celcuity Inc. (CELC) · filed Dec 13, 2022
- Accession no.
- 0001062993-22-023796
- Filed
- Dec 13, 2022
- Trade date
- Dec 9, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 3 derivative transactions. Open-market purchases total $1.50M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sullivan Brian F.CIK 0000940454 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2022 | Common Stock | PPurchaseAcquired | +260,869 | $5.75 | +$1,499,996.75 | 3,016,643 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2022 | Series A Preferred Stock | DReturned to the companyDisposed | −10,434 | $0.00 | $0 | 0 | Direct | |
| Dec 9, 2022 | Common Stock | AGrant or awardAcquired | +104,340 | $0.00 | $0 | 104,340 | Direct | |
| Dec 9, 2022 | Common Stock | DReturned to the companyDisposed | −260,869 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.