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SVP Special Situations IV LLC's Form 4 filing

CBL & Associates Properties IncCBL · filed Dec 12, 2022

Accession no.
0001062993-22-023734
Filed
Dec 12, 2022, 5:03 PM ET
Trade date
Dec 8-9, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 20 non-derivative transactions. Open-market sales total $1.29M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
SVP Special Situations IV LLCCIK 000172686110% Owner
Strategic Value Special Situations Fund V, L.P.CIK 000185552810% Owner
Strategic Value Excelsior Fund, L.P.CIK 000188319510% Owner
SVP Excelsior Management LLCCIK 000191972910% Owner
SVP Special Situations V LLCCIK 000191979310% Owner
Strategic Value Special Situations Offshore Fund V, L.P.CIK 000192018310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 8, 2022Common StockSSaleDisposed−3,822$29.78−$113,819.16405,483IndirectDuplicate filing
Dec 8, 2022Common StockSSaleDisposed−1,296$29.78−$38,594.88137,500IndirectDuplicate filing
Dec 8, 2022Common StockSSaleDisposed−329$29.78−$9,797.6234,951IndirectDuplicate filing
Dec 8, 2022Common StockSSaleDisposed−1,208$29.78−$35,974.24128,186IndirectDuplicate filing
Dec 8, 2022Common StockSSaleDisposed−1,202$29.78−$35,795.56127,568IndirectDuplicate filing
Dec 8, 2022Common StockSSaleDisposed−7,032$29.78−$209,412.96746,079IndirectDuplicate filing
Dec 8, 2022Common StockSSaleDisposed−2,764$29.78−$82,311.92293,331IndirectDuplicate filing
Dec 8, 2022Common StockSSaleDisposed−7,926$29.78−$236,036.28841,071IndirectDuplicate filing
Dec 8, 2022Common StockSSaleDisposed−4,583$29.78−$136,481.74486,323IndirectDuplicate filing
Dec 8, 2022Common StockSSaleDisposed−125$29.78−$3,722.513,210IndirectDuplicate filing
Dec 9, 2022Common StockSSaleDisposed−1,801$26.86−$48,374.86403,682IndirectDuplicate filing
Dec 9, 2022Common StockSSaleDisposed−610$26.86−$16,384.6136,890IndirectDuplicate filing
Dec 9, 2022Common StockSSaleDisposed−155$26.86−$4,163.334,796IndirectDuplicate filing
Dec 9, 2022Common StockSSaleDisposed−569$26.86−$15,283.34127,617IndirectDuplicate filing
Dec 9, 2022Common StockSSaleDisposed−566$26.86−$15,202.76127,002IndirectDuplicate filing
Dec 9, 2022Common StockSSaleDisposed−3,312$26.86−$88,960.32742,767IndirectDuplicate filing
Dec 9, 2022Common StockSSaleDisposed−1,302$26.86−$34,971.72292,029IndirectDuplicate filing
Dec 9, 2022Common StockSSaleDisposed−3,734$26.86−$100,295.24837,337IndirectDuplicate filing
Dec 9, 2022Common StockSSaleDisposed−2,159$26.86−$57,990.74484,164IndirectDuplicate filing
Dec 9, 2022Common StockSSaleDisposed−59$26.86−$1,584.7413,151IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

This Form 4 is one of two Form 4s filed relating to the same event. Combined, the two reports report the holdings for the following reporting persons: Strategic Value Partners, LLC, Victor Khosla, SVP Dislocation LLC, Strategic Value Capital Solutions Offshore Fund, L.P., Strategic Value Capital Solutions Fund, L.P., Strategic Value Sullivan Offshore Fund, L.P., Strategic Value Opportunities Fund, L.P., SVP Special Situations III-A LLC, Strategic Value Special Situations Offshore Fund IV, L.P., Strategic Value Special Situations Fund IV, L.P., SVP Special Situations IV LLC, Strategic Value Special Situations Offshore Fund V, L.P., Strategic Value Special Situations Fund V, L.P., SVP Special Situations V LLC, Strategic Value Excelsior Fund, L.P. and SVP Excelsior Management LLC. This Form 4 has been split into two filings because there are more than 10 reporting persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 reporting persons.

Read the full filing on SEC EDGAR (opens in a new tab)