Strategic Value Partners, LLC's Form 4 filing
CBL & Associates Properties IncCBL · filed Dec 12, 2022
- Accession no.
- 0001062993-22-023733
- Filed
- Dec 12, 2022, 5:02 PM ET
- Trade date
- Dec 8-9, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 20 non-derivative transactions. Open-market sales total $1.29M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Strategic Value Partners, LLCCIK 0001301912 | 10% Owner |
| Khosla VictorCIK 0001473996 | 10% Owner |
| SVP Special Situations III-A LLCCIK 0001614275 | 10% Owner |
| Strategic Value Special Situations Fund IV, L.P.CIK 0001705215 | 10% Owner |
| Strategic Value Special Situations Offshore Fund IV, L.P.CIK 0001705216 | 10% Owner |
| Strategic Value Capital Solutions Fund, L.P.CIK 0001813431 | 10% Owner |
| SVP Capital Solutions LLCCIK 0001817732 | 10% Owner |
| Strategic Value Opportunities Fund, L.P.CIK 0001919713 | 10% Owner |
| Strategic Value Capital Solutions Offshore Fund, L.P.CIK 0001920184 | 10% Owner |
| Strategic Value Sullivan Offshore Fund, L.P.CIK 0001929772 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2022 | Common Stock | SSaleDisposed | −3,822 | $29.78 | −$113,819.16 | 405,483 | Indirect | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −1,296 | $29.78 | −$38,594.88 | 137,500 | Indirect | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −329 | $29.78 | −$9,797.62 | 34,951 | Indirect | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −1,208 | $29.78 | −$35,974.24 | 128,186 | Indirect | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −1,202 | $29.78 | −$35,795.56 | 127,568 | Indirect | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −7,032 | $29.78 | −$209,412.96 | 746,079 | Indirect | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −2,764 | $29.78 | −$82,311.92 | 293,331 | Indirect | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −7,926 | $29.78 | −$236,036.28 | 841,071 | Indirect | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −4,583 | $29.78 | −$136,481.74 | 486,323 | Indirect | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −125 | $29.78 | −$3,722.5 | 13,210 | Indirect | |
| Dec 9, 2022 | Common Stock | SSaleDisposed | −1,801 | $26.86 | −$48,374.86 | 403,682 | Indirect | |
| Dec 9, 2022 | Common Stock | SSaleDisposed | −610 | $26.86 | −$16,384.6 | 136,890 | Indirect | |
| Dec 9, 2022 | Common Stock | SSaleDisposed | −155 | $26.86 | −$4,163.3 | 34,796 | Indirect | |
| Dec 9, 2022 | Common Stock | SSaleDisposed | −569 | $26.86 | −$15,283.34 | 127,617 | Indirect | |
| Dec 9, 2022 | Common Stock | SSaleDisposed | −566 | $26.86 | −$15,202.76 | 127,002 | Indirect | |
| Dec 9, 2022 | Common Stock | SSaleDisposed | −3,312 | $26.86 | −$88,960.32 | 742,767 | Indirect | |
| Dec 9, 2022 | Common Stock | SSaleDisposed | −1,302 | $26.86 | −$34,971.72 | 292,029 | Indirect | |
| Dec 9, 2022 | Common Stock | SSaleDisposed | −3,734 | $26.86 | −$100,295.24 | 837,337 | Indirect | |
| Dec 9, 2022 | Common Stock | SSaleDisposed | −2,159 | $26.86 | −$57,990.74 | 484,164 | Indirect | |
| Dec 9, 2022 | Common Stock | SSaleDisposed | −59 | $26.86 | −$1,584.74 | 13,151 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
This Form 4 is one of two Form 4s filed relating to the same event. Combined, the two reports report the holdings for the following reporting persons: Strategic Value Partners, LLC, Victor Khosla, SVP Dislocation LLC, Strategic Value Capital Solutions Offshore Fund, L.P., Strategic Value Capital Solutions Fund, L.P., Strategic Value Sullivan Offshore Fund, L.P., Strategic Value Opportunities Fund, L.P., SVP Special Situations III-A LLC, Strategic Value Special Situations Offshore Fund IV, L.P., Strategic Value Special Situations Fund IV, L.P., SVP Special Situations IV LLC, Strategic Value Special Situations Offshore Fund V, L.P., Strategic Value Special Situations Fund V, L.P., SVP Special Situations V LLC, Strategic Value Excelsior Fund, L.P. and SVP Excelsior Management LLC. This Form 4 has been split into two filings because there are more than 10 reporting persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 reporting persons.