Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Dec 9, 2022
- Accession no.
- 0001062993-22-023615
- Filed
- Dec 9, 2022
- Trade date
- Dec 7-8, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $3.03M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2022 | Common Stock | SSaleDisposed | −460 | $234.29F2 | −$107,773.4 | 11,811,498 | Direct | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −240 | $236.03F3 | −$56,647.2 | 11,811,258 | Direct | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −1,340 | $237.48F4 | −$318,223.2 | 11,809,918 | Direct | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −4,889 | $238.52F5 | −$1,166,124.28 | 11,805,029 | Direct | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −581 | $239.11F6 | −$138,922.91 | 11,804,448 | Direct | |
| Dec 8, 2022 | Common Stock | GGiftDisposed | −56,000 | $0.00 | $0 | 11,748,448 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −3,250 | $237.70F7 | −$772,525 | 11,745,198 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −1,004 | $238.93F8 | −$239,885.72 | 11,744,194 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −913 | $239.95F9 | −$219,074.35 | 11,743,281 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −40 | $241.19 | −$9,647.6 | 11,743,241 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $234.1100 to $234.8200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $235.5500 to $236.5300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $236.9900 to $237.9400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $238.0000 to $238.9900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $239.0000 to $239.3000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $237.3800 to $238.3100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $238.4300 to $239.4150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $239.4300 to $240.3900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.