Lund Steven's Form 4/A amendment
AmendedNu Skin Enterprises, Inc. (NUS) · filed Dec 6, 2022
- Accession no.
- 0001062993-22-023428
- Filed
- Dec 6, 2022
- Trade date
- May 13, 2022
- Filing delay
- 207 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- May 18, 2022
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $1.00M. It was filed 207 days after the trade.
This amendment restates part of 0001062993-22-012920 (filed May 18, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lund StevenCIK 0001033942 | Director, Officer (Exec. Chairman of the Board) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2022 | Class A Common Stock | GGiftDisposed | −14,010 | $0.00 | $0 | 202,499 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001062993-22-012920 (filed May 18, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2022 | Class A Common Stock | SSaleDisposed | −21,200 | $45.25F2 | −$959,300 | 180,374 | Indirect | |
| May 18, 2022 | Class A Common Stock | SSaleDisposed | −925 | $46.07F3 | −$42,614.75 | 179,449 | Indirect |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.96 to $46.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amended Form 4 corrects the number of shares in the gift transaction.
- F2
SJL NS-Holdings is a family limited liability company which is owned and controlled by the Reporting Person and his immediate family.