Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Dec 5, 2022
- Accession no.
- 0001062993-22-023283
- Filed
- Dec 5, 2022
- Trade date
- Dec 1-2, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $3.30M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2022 | Common Stock | SSaleDisposed | −220 | $244.16F2 | −$53,715.2 | 12,425,111 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −560 | $245.68F3 | −$137,580.8 | 12,424,551 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −815 | $246.93F4 | −$201,247.95 | 12,423,736 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −2,297 | $247.88F5 | −$569,380.36 | 12,421,439 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −2,433 | $248.99F6 | −$605,792.67 | 12,419,006 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −1,428 | $249.73F7 | −$356,614.44 | 12,417,578 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −100 | $250.47 | −$25,047 | 12,417,478 | Direct | |
| Dec 2, 2022 | Common Stock | SSaleDisposed | −3,590 | $249.42F8 | −$895,417.8 | 12,413,888 | Direct | |
| Dec 2, 2022 | Common Stock | SSaleDisposed | −1,790 | $250.22F9 | −$447,893.8 | 12,412,098 | Direct | |
| Dec 2, 2022 | Common Stock | SSaleDisposed | −20 | $251.00 | −$5,020 | 12,412,078 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $244.1300 to $244.4300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $245.3100 to $246.2800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $246.3850 to $247.3600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $247.4000 to $248.3700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $248.4000 to $249.3900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $249.4000 to $250.1000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $248.9800 to $249.9600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $249.9900 to $250.8100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.