Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Dec 1, 2022
- Accession no.
- 0001062993-22-023100
- Filed
- Dec 1, 2022
- Trade date
- Nov 29-30, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions. Open-market sales total $2.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2022 | Common Stock | SSaleDisposed | −781 | $240.41F2 | −$187,760.21 | 12,432,856 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −1,191 | $235.02F3 | −$279,908.82 | 12,431,665 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −249 | $236.04F4 | −$58,773.96 | 12,431,416 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −310 | $237.40F5 | −$73,594 | 12,431,106 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −100 | $238.66F6 | −$23,866 | 12,431,006 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −560 | $239.64F7 | −$134,198.4 | 12,430,446 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −586 | $240.89F8 | −$141,161.54 | 12,429,860 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −820 | $242.00F9 | −$198,440 | 12,429,040 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −514 | $242.76F10 | −$124,778.64 | 12,428,526 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −838 | $243.97F11 | −$204,446.86 | 12,427,688 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −1,889 | $244.91F12 | −$462,634.99 | 12,425,799 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −468 | $245.65F13 | −$114,964.2 | 12,425,331 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $240.3200 to $241.2000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $234.5900 to $235.5600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $235.5900 to $236.3500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $237.0200 to $237.7200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $238.1400 to $239.1000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $239.2900 to $240.0000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $240.3700 to $241.3500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $241.3700 to $242.3600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $242.3700 to $243.2950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $243.3700 to $244.3600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $244.3700 to $245.3100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
The transaction was executed in multiple trades at prices ranging from $245.4100 to $246.2200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.