Walsh Paul S's Form 4 filing
Vintage Wine Estates, Inc. (VWE) · filed Dec 1, 2022
- Accession no.
- 0001062993-22-023086
- Filed
- Dec 1, 2022
- Trade date
- Nov 30-Dec 1, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $45.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walsh Paul SCIK 0001197616 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2022 | Common Stock | AGrant or awardAcquired | +20,956 | $0.00 | $0 | 35,956 | Direct | |
| Dec 1, 2022 | Common Stock | PPurchaseAcquired | +12,500 | $3.60 | +$45,000 | 48,456 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.