Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Nov 28, 2022
- Accession no.
- 0001062993-22-022833
- Filed
- Nov 28, 2022
- Trade date
- Nov 23, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $1.65M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2022 | Common Stock | SSaleDisposed | −100 | $241.65 | −$24,165 | 12,445,758 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −375 | $243.45F2 | −$91,293.75 | 12,445,383 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −672 | $244.64F3 | −$164,398.08 | 12,444,711 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −1,792 | $245.28F4 | −$439,541.76 | 12,442,919 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −1,850 | $246.39F5 | −$455,821.5 | 12,441,069 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −1,911 | $247.14F6 | −$472,284.54 | 12,439,158 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $242.7700 to $243.7600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $243.7700 to $244.7600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $244.7700 to $245.7500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $245.8300 to $246.7800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $246.8900 to $247.5400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.