Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Nov 23, 2022
- Accession no.
- 0001062993-22-022759
- Filed
- Nov 23, 2022
- Trade date
- Nov 21-22, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $4.04M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2022 | Common Stock | SSaleDisposed | −2,277 | $238.72F2 | −$543,565.44 | 12,460,392 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −4,453 | $239.57F3 | −$1,066,805.21 | 12,455,939 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −3,564 | $240.52F4 | −$857,213.28 | 12,452,375 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −100 | $241.15 | −$24,115 | 12,452,275 | Direct | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −817 | $240.18F5 | −$196,227.06 | 12,451,458 | Direct | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −2,896 | $241.06F6 | −$698,109.76 | 12,448,562 | Direct | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −2,544 | $242.30F7 | −$616,411.2 | 12,446,018 | Direct | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −160 | $242.84F8 | −$38,854.4 | 12,445,858 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $238.0600 to $239.0500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $239.0700 to $240.0500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $240.1000 to $241.0200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $239.5200 to $240.5000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $240.5400 to $241.5200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $241.7500 to $242.7300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $242.7600 to $242.8700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.