Mandarich David D's Form 4 filing
Sekisui House U.S., Inc. (MDC) · filed Nov 14, 2022
- Accession no.
- 0001062993-22-021970
- Filed
- Nov 14, 2022
- Trade date
- Nov 10-11, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $35.1M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mandarich David DCIK 0001009874 | Director, Officer (President, CEO and Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2022 | Common Stock $.01 Par Value | MOption exerciseAcquired | +1,322,697 | $21.46 | +$28,385,077.62 | 6,129,663 | Direct | |
| Nov 10, 2022 | Common Stock $.01 Par Value | SSaleDisposed | −397,200 | $32.15 | −$12,769,980 | 5,732,463 | Direct | |
| Nov 10, 2022 | Common Stock $.01 Par Value | SSaleDisposed | −461,089 | $32.73 | −$15,091,442.97 | 5,271,374 | Direct | |
| Nov 10, 2022 | Common Stock $.01 Par Value | SSaleDisposed | −7,740 | $33.58 | −$259,909.2 | 5,263,634 | Direct | |
| Nov 11, 2022 | Common Stock $.01 Par Value | SSaleDisposed | −64,425 | $32.35 | −$2,084,148.75 | 5,199,209 | Direct | |
| Nov 11, 2022 | Common Stock $.01 Par Value | SSaleDisposed | −49,546 | $32.81 | −$1,625,604.26 | 5,149,663 | Direct | |
| Nov 11, 2022 | Common Stock $.01 Par Value | SSaleDisposed | −100,000 | $32.71 | −$3,271,000 | 5,049,663 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2022 | Common Stock $ .01 Par Value | MOption exerciseDisposed | −1,322,697 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.