Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Nov 14, 2022
- Accession no.
- 0001062993-22-021932
- Filed
- Nov 14, 2022
- Trade date
- Nov 9-10, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $3.21M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2022 | Common Stock | SSaleDisposed | −503 | $234.84F2 | −$118,124.52 | 12,500,908 | Direct | |
| Nov 10, 2022 | Common Stock | SSaleDisposed | −7 | $236.23 | −$1,653.61 | 12,500,901 | Direct | |
| Nov 10, 2022 | Common Stock | SSaleDisposed | −346 | $237.60F3 | −$82,209.6 | 12,500,555 | Direct | |
| Nov 10, 2022 | Common Stock | SSaleDisposed | −625 | $238.92F4 | −$149,325 | 12,499,930 | Direct | |
| Nov 10, 2022 | Common Stock | SSaleDisposed | −1,521 | $240.11F5 | −$365,207.31 | 12,498,409 | Direct | |
| Nov 10, 2022 | Common Stock | SSaleDisposed | −2,876 | $241.43F6 | −$694,352.68 | 12,495,533 | Direct | |
| Nov 10, 2022 | Common Stock | SSaleDisposed | −4,819 | $242.11F7 | −$1,166,728.09 | 12,490,714 | Direct | |
| Nov 10, 2022 | Common Stock | SSaleDisposed | −2,603 | $243.29F8 | −$633,283.87 | 12,488,111 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $234.7000 to $235.4150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $237.4950 to $237.9600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $238.6000 to $239.2950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $239.6300 to $240.5500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $240.7400 to $241.7300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $241.7400 to $242.7200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $242.7600 to $243.7450. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.