Krishnamurti Nat's Form 4 filing
Hudson Technologies Inc (HDSN) · filed Nov 10, 2022
- Accession no.
- 0001062993-22-021858
- Filed
- Nov 10, 2022
- Trade date
- Nov 8-9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $947.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Krishnamurti NatCIK 0001478411 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2022 | Common Stock | MOption exerciseAcquired | +175,000 | $0.75 | +$131,250 | 200,207 | Direct | |
| Nov 8, 2022 | Common Stock | FTax withholdingDisposed | −83,806 | $10.80 | −$905,104.8 | 116,401 | Direct | |
| Nov 8, 2022 | Common Stock | SSaleDisposed | −45,000 | $10.66F1 | −$479,700 | 71,401 | Direct | |
| Nov 9, 2022 | Common Stock | SSaleDisposed | −46,194 | $10.13F2 | −$467,945.22 | 25,207 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2022 | Common Stock | MOption exerciseDisposed | −175,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.61 to $10.75, inclusive. The reporting person undertakes to provide full information on individual trades upon request.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.04 to $10.72, inclusive. The reporting person undertakes to provide full information on individual trades upon request.
Referenced by the price of 1 transaction in Table I.