Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Nov 9, 2022
- Accession no.
- 0001062993-22-021748
- Filed
- Nov 9, 2022
- Trade date
- Nov 7-8, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $2.86M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2022 | Common Stock | SSaleDisposed | −1,865 | $231.08F2 | −$430,964.2 | 12,511,800 | Direct | |
| Nov 7, 2022 | Common Stock | SSaleDisposed | −395 | $232.36F3 | −$91,782.2 | 12,511,405 | Direct | |
| Nov 7, 2022 | Common Stock | SSaleDisposed | −105 | $232.96F4 | −$24,460.8 | 12,511,300 | Direct | |
| Nov 8, 2022 | Common Stock | SSaleDisposed | −118 | $230.70F5 | −$27,222.6 | 12,511,182 | Direct | |
| Nov 8, 2022 | Common Stock | SSaleDisposed | −2,730 | $232.13F6 | −$633,714.9 | 12,508,452 | Direct | |
| Nov 8, 2022 | Common Stock | SSaleDisposed | −1,863 | $233.32F7 | −$434,675.16 | 12,506,589 | Direct | |
| Nov 8, 2022 | Common Stock | SSaleDisposed | −1,877 | $234.35F8 | −$439,874.95 | 12,504,712 | Direct | |
| Nov 8, 2022 | Common Stock | SSaleDisposed | −2,748 | $235.54F9 | −$647,263.92 | 12,501,964 | Direct | |
| Nov 8, 2022 | Common Stock | SSaleDisposed | −553 | $236.06F10 | −$130,541.18 | 12,501,411 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $230.8100 to $231.7900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $231.9350 to $232.8800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $232.9500 to $233.1600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $230.5650 to $231.4400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $231.5800 to $232.4700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $232.8500 to $233.8350. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $233.8900 to $234.8000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $234.9350 to $235.9000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $235.9750 to $236.0700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.