Diamond Susan M's Form 4 filing
Humana Inc (HUM) · filed Nov 7, 2022
- Accession no.
- 0001062993-22-021641
- Filed
- Nov 7, 2022
- Trade date
- Nov 3-4, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.18M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Diamond Susan MCIK 0001782445 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Humana Common | MOption exerciseAcquired | +2,437 | $350.79 | +$854,875.23 | 6,399 | Direct | |
| Nov 3, 2022 | Humana Common | MOption exerciseAcquired | +1,508 | $376.61 | +$567,927.88 | 7,907 | Direct | |
| Nov 3, 2022 | Humana Common | SSaleDisposed | −3,945 | $566.36 | −$2,234,290.2 | 3,962 | Direct | |
| Nov 3, 2022 | Humana Common | SSaleDisposed | −1,678 | $565.99 | −$949,731.22 | 2,284 | Direct | |
| Nov 4, 2022 | Humana Common | GGiftDisposed | −100 | $0.00 | $0 | 2,184 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Humana Common | MOption exerciseDisposed | −2,437 | $0.00 | $0 | 1,861 | Direct | |
| Nov 3, 2022 | Humana Common | MOption exerciseDisposed | −1,508 | $0.00 | $0 | 3,016 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.