Broussard Bruce D's Form 4 filing
Humana Inc (HUM) · filed Nov 7, 2022
- Accession no.
- 0001062993-22-021636
- Filed
- Nov 7, 2022
- Trade date
- Sep 20-Nov 3, 2022
- Filing delay
- 48 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 3 derivative transactions. Open-market sales total $5.10M. It was filed 48 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Broussard Bruce DCIK 0001185643 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Humana Common | MOption exerciseAcquired | +372 | $268.47 | +$99,870.84 | 80,021 | Direct | |
| Nov 3, 2022 | Humana Common | FTax withholdingDisposed | −179 | $560.14 | −$100,265.06 | 79,842 | Direct | |
| Nov 3, 2022 | Humana Common | MOption exerciseAcquired | +324 | $307.97 | +$99,782.28 | 80,166 | Direct | |
| Nov 3, 2022 | Humana Common | FTax withholdingDisposed | −179 | $560.14 | −$100,265.06 | 79,987 | Direct | |
| Nov 3, 2022 | Humana Common | MOption exerciseAcquired | +13,146 | $307.97 | +$4,048,573.62 | 93,133 | Direct | |
| Nov 3, 2022 | Humana Common | FTax withholdingDisposed | −9,587 | $560.14 | −$5,370,062.18 | 83,546 | Direct | |
| Nov 3, 2022 | Humana Common | MOption exerciseAcquired | +26,860 | $350.79 | +$9,422,219.4 | 110,406 | Direct | |
| Nov 3, 2022 | Humana Common | FTax withholdingDisposed | −20,842 | $560.14 | −$11,674,437.88 | 89,564 | Direct | |
| Nov 3, 2022 | Humana Common | SSaleDisposed | −9,000 | $566.17 | −$5,095,530 | 80,564 | Direct | |
| Sep 20, 2022 | Humana Common | GGiftDisposed | −2,981 | $0.00 | $0 | 77,583 | Direct | |
| Sep 20, 2022 | Humana Common | GGiftDisposed | −2,981 | $0.00 | $0 | 74,602 | Direct | |
| Sep 20, 2022 | Humana Common | GGiftDisposed | −2,000 | $0.00 | $0 | 72,602 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Humana Common | MOption exerciseDisposed | −372 | $0.00 | $0 | 0 | Direct | |
| Nov 3, 2022 | Humana Common | MOption exerciseDisposed | −13,470 | $0.00 | $0 | 0 | Direct | |
| Nov 3, 2022 | Humana Common | MOption exerciseDisposed | −26,860 | $0.00 | $0 | 13,430 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.