Fleming William Kevin's Form 4 filing
Humana IncHUM · filed Nov 7, 2022
- Accession no.
- 0001062993-22-021633
- Filed
- Nov 7, 2022
- Trade date
- Nov 3, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.31M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fleming William KevinCIK 0001699801 | Officer (Seg Pres, Pharmacy Sol & CCAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Humana Common | MOption exerciseAcquired | +6,860 | $307.97 | +$2,112,674.2 | 9,402 | Direct | |
| Nov 3, 2022 | Humana Common | MOption exerciseAcquired | +4,297 | $350.79 | +$1,507,344.63 | 13,699 | Direct | |
| Nov 3, 2022 | Humana Common | SSaleDisposed | −11,157 | $565.61F14 | −$6,310,510.77 | 2,542 | Direct | |
| Nov 3, 2022 | Humana Common | GGiftDisposed | −900 | $0.00 | $0 | 1,642 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Humana Common | MOption exerciseDisposed | −6,860 | $0.00 | $0 | 324 | Direct | |
| Nov 3, 2022 | Humana Common | MOption exerciseDisposed | −4,297 | $0.00 | $0 | 2,149 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F14
Price reported is weighted average sales price.
Referenced by the price of 1 transaction in Table I.