Ventura Joseph C's Form 4 filing
Humana IncHUM · filed Nov 7, 2022
- Accession no.
- 0001062993-22-021629
- Filed
- Nov 7, 2022
- Trade date
- Nov 3, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.78M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ventura Joseph CCIK 0001768291 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Humana Common | MOption exerciseAcquired | +972 | $307.97 | +$299,346.84 | 4,771 | Direct | |
| Nov 3, 2022 | Humana Common | FTax withholdingDisposed | −535 | $560.14 | −$299,674.9 | 4,236 | Direct | |
| Nov 3, 2022 | Humana Common | MOption exerciseAcquired | +2,620 | $307.97 | +$806,881.4 | 6,856 | Direct | |
| Nov 3, 2022 | Humana Common | SSaleDisposed | −2,620 | $564.97F11 | −$1,480,221.4 | 4,236 | Direct | |
| Nov 3, 2022 | Humana Common | SSaleDisposed | −535 | $566.76F11 | −$303,216.6 | 3,701 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Humana Common | MOption exerciseDisposed | −3,592 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F11
Price reported is average sales price.
Referenced by the price of 2 transactions in Table I.