Wheatley Timothy Alan's Form 4 filing
Humana IncHUM · filed Nov 7, 2022
- Accession no.
- 0001062993-22-021627
- Filed
- Nov 7, 2022
- Trade date
- Nov 3, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $12.8M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wheatley Timothy AlanCIK 0001699799 | Officer (Segment President, Retail) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Humana Common | MOption exerciseAcquired | +7,578 | $307.97 | +$2,333,796.66 | 17,700 | Direct | |
| Nov 3, 2022 | Humana Common | MOption exerciseAcquired | +5,730 | $350.79 | +$2,010,026.7 | 23,430 | Direct | |
| Nov 3, 2022 | Humana Common | MOption exerciseAcquired | +2,262 | $376.61 | +$851,891.82 | 25,692 | Direct | |
| Nov 3, 2022 | Humana Common | SSaleDisposed | −15,570 | $566.22F13 | −$8,816,045.4 | 10,122 | Direct | |
| Nov 3, 2022 | Humana Common | SSaleDisposed | −7,000 | $566.19F13 | −$3,963,330 | 3,122 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Humana Common | MOption exerciseDisposed | −7,578 | $0.00 | $0 | 324 | Direct | |
| Nov 3, 2022 | Humana Common | MOption exerciseDisposed | −5,730 | $0.00 | $0 | 2,865 | Direct | |
| Nov 3, 2022 | Humana Common | MOption exerciseDisposed | −2,262 | $0.00 | $0 | 4,524 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F13
Price reported is weighted average sales price.
Referenced by the price of 2 transactions in Table I.