Schwab-Pomerantz Carolyn's Form 4 filing
Schwab Charles Corp (SCHW) · filed Nov 3, 2022
- Accession no.
- 0001062993-22-021549
- Filed
- Nov 3, 2022
- Trade date
- Nov 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $997.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwab-Pomerantz CarolynCIK 0001950787 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2022 | Common Stock | FTax withholdingDisposed | −657 | $80.26 | −$52,730.82 | 8,220 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −6,270 | $79.82 | −$500,471.4 | 1,739,556.66 | Indirect | |
| Nov 2, 2022 | Common Stock | FTax withholdingDisposed | −141 | $79.50 | −$11,209.5 | 7,783 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −6,270 | $79.29 | −$497,148.3 | 1,733,852.66 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.