Schwab-Pomerantz Carolyn's Form 4 filing
Schwab Charles Corp (SCHW) · filed Nov 1, 2022
- Accession no.
- 0001062993-22-021372
- Filed
- Nov 1, 2022
- Trade date
- Oct 28, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $2.56M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwab-Pomerantz CarolynCIK 0001950787 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2022 | Common Stock | SSaleDisposed | −18,750 | $80.00 | −$1,500,000 | 1,745,148.66 | Indirect | |
| Oct 28, 2022 | Common Stock | SSaleDisposed | −700 | $80.30 | −$56,210 | 1,744,448.66 | Indirect | |
| Oct 28, 2022 | Common Stock | SSaleDisposed | −12,500 | $80.00 | −$1,000,000 | 596,456 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.