Robbiati Tarek's Form 4 filing
Hewlett Packard Enterprise Co (HPE) · filed Oct 31, 2022
- Accession no.
- 0001062993-22-021281
- Filed
- Oct 31, 2022
- Trade date
- Oct 7-28, 2022
- Filing delay
- 24 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 5 derivative transactions. Open-market sales total $1.15M. It was filed 24 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Robbiati TarekCIK 0001651113 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2022 | Common Stock | SSaleDisposed | −80,421 | $14.28F4 | −$1,148,411.88 | 133,321 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 7, 2022 | Common Stock | AGrant or awardAcquired | +405.15 | –F6 | – | 48,072.15 | Direct | |
| Oct 7, 2022 | Common Stock | AGrant or awardAcquired | +405.34 | –F7 | – | 46,806.79 | Direct | |
| Oct 7, 2022 | Common Stock | AGrant or awardAcquired | +1,172.07 | –F8 | – | 129,873.89 | Direct | |
| Oct 7, 2022 | Common Stock | AGrant or awardAcquired | +1,125.1 | –F9 | – | 123,505.04 | Direct | |
| Oct 7, 2022 | Common Stock | AGrant or awardAcquired | +1,878.58 | –F10 | – | 201,532.48 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The price in Column 4 is a weighted average price. The prices actually paid ranged from $14.25 to $14.370349. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F6
As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which vested on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 405.1493 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
Referenced by the price of 1 transaction in Table II.
- F7
As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 405.3419 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
Referenced by the price of 1 transaction in Table II.
- F8
As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, and 60,850 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,172.0706 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
Referenced by the price of 1 transaction in Table II.
- F9
As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,125.1011 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
Referenced by the price of 1 transaction in Table II.
- F10
As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,878.5778 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
Referenced by the price of 1 transaction in Table II.