Huval Timothy S.'s Form 4 filing
Humana Inc (HUM) · filed Oct 5, 2022
- Accession no.
- 0001062993-22-020494
- Filed
- Oct 5, 2022
- Trade date
- Sep 20, 2022
- Filing delay
- 15 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.76M. It was filed 15 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Huval Timothy S.CIK 0001565717 | Officer (Chief Administrative Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2022 | Humana Common | GGiftDisposed | −800 | $0.00 | $0 | 4,968 | Direct | |
| Sep 20, 2022 | Humana Common | MOption exerciseAcquired | +1,712 | $307.97 | +$527,244.64 | 6,680 | Direct | |
| Sep 20, 2022 | Humana Common | MOption exerciseAcquired | +4,058 | $350.79 | +$1,423,505.82 | 10,738 | Direct | |
| Sep 20, 2022 | Humana Common | MOption exerciseAcquired | +1,667 | $376.61 | +$627,808.87 | 12,405 | Direct | |
| Sep 20, 2022 | Humana Common | SSaleDisposed | −7,437 | $505.51 | −$3,759,477.87 | 4,968 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2022 | Humana Common | MOption exerciseDisposed | −1,712 | $0.00 | $0 | 324 | Direct | |
| Sep 20, 2022 | Humana Common | MOption exerciseDisposed | −4,058 | $0.00 | $0 | 2,030 | Direct | |
| Sep 20, 2022 | Humana Common | MOption exerciseDisposed | −1,667 | $0.00 | $0 | 3,336 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.