Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Oct 4, 2022
- Accession no.
- 0001062993-22-020283
- Filed
- Oct 4, 2022
- Trade date
- Sep 30-Oct 3, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $641.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2022 | Common Stock | SSaleDisposed | −540 | $212.87F2 | −$114,949.8 | 12,225,651 | Direct | |
| Sep 30, 2022 | Common Stock | SSaleDisposed | −978 | $214.12F3 | −$209,409.36 | 12,224,673 | Direct | |
| Sep 30, 2022 | Common Stock | SSaleDisposed | −930 | $215.07F4 | −$200,015.1 | 12,223,743 | Direct | |
| Sep 30, 2022 | Common Stock | SSaleDisposed | −394 | $215.95F5 | −$85,084.3 | 12,223,349 | Direct | |
| Sep 30, 2022 | Common Stock | SSaleDisposed | −98 | $217.12F6 | −$21,277.76 | 12,223,251 | Direct | |
| Oct 3, 2022 | Common Stock | SSaleDisposed | −51 | $214.68 | −$10,948.68 | 12,223,200 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $212.5000 to $213.2800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $213.5300 to $214.5100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $214.6100 to $215.5800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $215.6600 to $216.1300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $217.0000 to $217.1800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.