Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Sep 30, 2022
- Accession no.
- 0001062993-22-020091
- Filed
- Sep 30, 2022
- Trade date
- Sep 28-29, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $2.19M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2022 | Common Stock | SSaleDisposed | −413 | $210.72F2 | −$87,027.36 | 12,235,975 | Direct | |
| Sep 28, 2022 | Common Stock | SSaleDisposed | −477 | $211.63F3 | −$100,947.51 | 12,235,498 | Direct | |
| Sep 28, 2022 | Common Stock | SSaleDisposed | −187 | $212.29F4 | −$39,698.23 | 12,235,311 | Direct | |
| Sep 28, 2022 | Common Stock | SSaleDisposed | −1,602 | $214.00F5 | −$342,828 | 12,233,709 | Direct | |
| Sep 28, 2022 | Common Stock | SSaleDisposed | −3,685 | $214.96F6 | −$792,127.6 | 12,230,024 | Direct | |
| Sep 28, 2022 | Common Stock | SSaleDisposed | −2,456 | $215.85F7 | −$530,127.6 | 12,227,568 | Direct | |
| Sep 29, 2022 | Common Stock | SSaleDisposed | −1,357 | $214.34F8 | −$290,859.38 | 12,226,211 | Direct | |
| Sep 29, 2022 | Common Stock | SSaleDisposed | −20 | $216.69 | −$4,333.8 | 12,226,191 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $210.1700 to $211.1650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $211.2050 to $212.1000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $212.2200 to $212.3900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $213.4200 to $214.4000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $214.4300 to $215.4100 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $215.4650 to $216.4000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $214.2800 to $214.5850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.