Dhoot Ujjwal's Form 4 filing
Destination XL Group, Inc. (DXLG) · filed Sep 28, 2022
- Accession no.
- 0001062993-22-020018
- Filed
- Sep 28, 2022
- Trade date
- Sep 26-27, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $189.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dhoot UjjwalCIK 0001812939 | Officer (Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 26, 2022 | Common Stock, $0.01 par value | MOption exerciseAcquired | +74,292 | $0.53 | +$39,374.76 | 148,711 | Direct | |
| Sep 26, 2022 | Common Stock, $0.01 par value | MOption exerciseAcquired | +18,115 | $0.69 | +$12,499.35 | 166,826 | Direct | |
| Sep 26, 2022 | Common Stock, $0.01 par value | MOption exerciseAcquired | +3,449 | $0.75 | +$2,586.75 | 170,275 | Direct | |
| Sep 27, 2022 | Common Stock, $0.01 par value | SSaleDisposed | −34,400 | $5.50 | −$189,200 | 135,875 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 26, 2022 | Common Stock | MOption exerciseDisposed | −74,292 | $0.00 | $0 | 74,292 | Direct | |
| Sep 26, 2022 | Common Stock | MOption exerciseDisposed | −18,115 | $0.00 | $0 | 54,346 | Direct | |
| Sep 26, 2022 | Common Stock | MOption exerciseDisposed | −3,449 | $0.00 | $0 | 6,900 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.