Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Sep 22, 2022
- Accession no.
- 0001062993-22-019853
- Filed
- Sep 22, 2022
- Trade date
- Sep 20-21, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $3.82M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2022 | Common Stock | SSaleDisposed | −420 | $222.91F2 | −$93,622.2 | 12,259,101 | Direct | |
| Sep 20, 2022 | Common Stock | SSaleDisposed | −2,138 | $224.25F3 | −$479,446.5 | 12,256,963 | Direct | |
| Sep 20, 2022 | Common Stock | SSaleDisposed | −5,614 | $225.23F4 | −$1,264,441.22 | 12,251,349 | Direct | |
| Sep 20, 2022 | Common Stock | SSaleDisposed | −2,697 | $226.22F5 | −$610,115.34 | 12,248,652 | Direct | |
| Sep 20, 2022 | Common Stock | SSaleDisposed | −1,119 | $226.93F6 | −$253,934.67 | 12,247,533 | Direct | |
| Sep 21, 2022 | Common Stock | SSaleDisposed | −1,515 | $224.65F7 | −$340,344.75 | 12,246,018 | Direct | |
| Sep 21, 2022 | Common Stock | SSaleDisposed | −3,075 | $225.68F8 | −$693,966 | 12,242,943 | Direct | |
| Sep 21, 2022 | Common Stock | SSaleDisposed | −380 | $226.49F9 | −$86,066.2 | 12,242,563 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $222.7100 to $223.1600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $223.7100 to $224.7000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $224.7200 to $225.7100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $225.7200 to $226.6800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $226.7500 to $227.3400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $224.2300 to $225.2200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $225.2400 to $226.2300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $226.2500 to $226.6900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.