Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Sep 12, 2022
- Accession no.
- 0001062993-22-019458
- Filed
- Sep 12, 2022
- Trade date
- Sep 8-9, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions. Open-market sales total $3.64M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2022 | Common Stock | SSaleDisposed | −230 | $235.90F2 | −$54,257 | 12,292,454 | Direct | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −350 | $237.02F3 | −$82,957 | 12,292,104 | Direct | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −1,241 | $238.35F4 | −$295,792.35 | 12,290,863 | Direct | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −1,061 | $239.15F5 | −$253,738.15 | 12,289,802 | Direct | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −4,018 | $240.22F6 | −$965,203.96 | 12,285,784 | Direct | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −100 | $240.94 | −$24,094 | 12,285,684 | Direct | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −100 | $241.36F7 | −$24,136 | 12,285,584 | Direct | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −60 | $242.27F8 | −$14,536.2 | 12,285,524 | Direct | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −893 | $243.81F9 | −$217,722.33 | 12,284,631 | Direct | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −4,324 | $244.78F10 | −$1,058,428.72 | 12,280,307 | Direct | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −2,632 | $245.62F11 | −$646,471.84 | 12,277,675 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $235.6900 to $236.6800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $236.7100 to $237.4600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $237.7200 to $238.7000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $238.7600 to $239.7000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $239.7600 to $240.7500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $241.0200 to $241.6350. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $242.1500 to $242.3300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $243.2400 to $244.1900 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $244.2475 to $245.2400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $245.2600 to $245.9800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.