Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Sep 8, 2022
- Accession no.
- 0001062993-22-019350
- Filed
- Sep 8, 2022
- Trade date
- Sep 6-7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions. Open-market sales total $3.99M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2022 | Common Stock | SSaleDisposed | −1,007 | $225.69F2 | −$227,269.83 | 12,308,918 | Direct | |
| Sep 6, 2022 | Common Stock | SSaleDisposed | −408 | $226.57F3 | −$92,440.56 | 12,308,510 | Direct | |
| Sep 6, 2022 | Common Stock | SSaleDisposed | −339 | $227.80F4 | −$77,224.2 | 12,308,171 | Direct | |
| Sep 6, 2022 | Common Stock | SSaleDisposed | −3,451 | $228.91F5 | −$789,968.41 | 12,304,720 | Direct | |
| Sep 6, 2022 | Common Stock | SSaleDisposed | −3,742 | $229.72F6 | −$859,612.24 | 12,300,978 | Direct | |
| Sep 6, 2022 | Common Stock | SSaleDisposed | −241 | $230.41F7 | −$55,528.81 | 12,300,737 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −240 | $229.58F8 | −$55,099.2 | 12,300,497 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −520 | $230.37F9 | −$119,792.4 | 12,299,977 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −680 | $231.97F10 | −$157,739.6 | 12,299,297 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −832 | $232.64F11 | −$193,556.48 | 12,298,465 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −1,060 | $233.93F12 | −$247,965.8 | 12,297,405 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −640 | $235.04F13 | −$150,425.6 | 12,296,765 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −2,131 | $236.33F14 | −$503,619.23 | 12,294,634 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −1,950 | $237.20F15 | −$462,540 | 12,292,684 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $225.1100 to $226.1000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $226.1200 to $226.7400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $227.2900 to $228.2200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $228.3100 to $229.3000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $229.3300 to $230.3150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $230.3500 to $230.7250. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $228.9500 to $229.8300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $230.0400 to $230.8400 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $231.4100 to $232.4000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $232.4200 to $233.1000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $233.4700 to $234.4300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
The transaction was executed in multiple trades at prices ranging from $234.5200 to $235.5100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
The transaction was executed in multiple trades at prices ranging from $235.8300 to $236.8200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
The transaction was executed in multiple trades at prices ranging from $236.9100 to $237.7600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.