Prime Movers Lab Fund I LP's Form 4 filing
Vaxxinity, Inc. (VAXX) · filed Aug 25, 2022
- Accession no.
- 0001062993-22-018766
- Filed
- Aug 25, 2022, 6:02 PM ET
- Trade date
- Aug 23-25, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions. Open-market sales total $496.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Prime Movers Lab Fund I LPCIK 0001751631 | 10% Owner |
| Sloss DakinCIK 0001875411 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2022 | Class A Common Stock | SSaleDisposed | −7,960 | $2.45F7 | −$19,474.94 | 2,258,015 | Indirect | |
| Aug 23, 2022 | Class A Common Stock | SSaleDisposed | −2,990 | $2.45F7 | −$7,315.33 | 848,162 | Indirect | |
| Aug 23, 2022 | Class A Common Stock | SSaleDisposed | −5,265 | $2.45F7 | −$12,881.35 | 1,493,639 | Indirect | |
| Aug 23, 2022 | Class A Common Stock | SSaleDisposed | −33,785 | $2.45F7 | −$82,658.38 | 9,583,460 | Direct | |
| Aug 24, 2022 | Class A Common Stock | SSaleDisposed | −19,741 | $2.39F8 | −$47,105.97 | 2,238,274 | Indirect | |
| Aug 24, 2022 | Class A Common Stock | SSaleDisposed | −7,415 | $2.39F8 | −$17,693.67 | 840,747 | Indirect | |
| Aug 24, 2022 | Class A Common Stock | SSaleDisposed | −13,058 | $2.39F8 | −$31,159 | 1,480,581 | Indirect | |
| Aug 24, 2022 | Class A Common Stock | SSaleDisposed | −83,786 | $2.39F8 | −$199,930.15 | 9,499,674 | Direct | |
| Aug 25, 2022 | Class A common stock | SSaleDisposed | −5,362 | $2.33F9 | −$12,498.82 | 2,232,912 | Indirect | |
| Aug 25, 2022 | Class A common stock | SSaleDisposed | −2,014 | $2.33F9 | −$4,694.63 | 838,733 | Indirect | |
| Aug 25, 2022 | Class A common stock | SSaleDisposed | −3,547 | $2.33F9 | −$8,268.06 | 1,477,034 | Indirect | |
| Aug 25, 2022 | Class A common stock | SSaleDisposed | −22,757 | $2.33F9 | −$53,046.57 | 9,476,917 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F7
The price of $2.4466 per share represents a weighted average of purchase prices ranging from $2.35 to $2.54 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 4 transactions in Table I.
- F8
The price of $2.3862 per share represents a weighted average of purchase prices ranging from $2.38 to $2.45 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 4 transactions in Table I.
- F9
The price of $2.3310 per share represents a weighted average of purchase prices ranging from $2.31 to $2.40 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 4 transactions in Table I.