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Smith Jennifer A's Form 4 filing

Gladstone Investment Corporationde (GAIN) · filed Aug 19, 2022

Accession no.
0001062993-22-018451
Filed
Aug 19, 2022
Trade date
Aug 19, 2022
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market purchases total $1.56K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smith Jennifer ACIK 0001614473Officer (Chief Valuation Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 19, 2022Common StockPPurchaseAcquired+100$15.61+$1,561100Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)