Walker Roberto's Form 4 filing
Principal Financial Group Inc (PFG) · filed Aug 18, 2022
- Accession no.
- 0001062993-22-018340
- Filed
- Aug 18, 2022
- Trade date
- Aug 17, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $471.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walker RobertoCIK 0001867763 | Officer (EVP, Principal Latin American) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2022 | Common Stock | AGrant or awardAcquired | +6,000 | $30.70 | +$184,200 | 49,008 | Direct | |
| Aug 17, 2022 | Common Stock | SSaleDisposed | −6,000 | $78.58 | −$471,480 | 43,008 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2022 | Common Stock | MOption exerciseDisposed | −6,000 | $30.70 | −$184,200 | 5,325 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.