Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Aug 15, 2022
- Accession no.
- 0001062993-22-017942
- Filed
- Aug 15, 2022
- Trade date
- Aug 11-12, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $1.74M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2022 | Common Stock | SSaleDisposed | −571 | $257.14F2 | −$146,826.94 | 12,378,242 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −324 | $258.23F3 | −$83,666.52 | 12,377,918 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −100 | $259.89 | −$25,989 | 12,377,818 | Direct | |
| Aug 12, 2022 | Common Stock | SSaleDisposed | −240 | $252.66F4 | −$60,638.4 | 12,377,578 | Direct | |
| Aug 12, 2022 | Common Stock | SSaleDisposed | −668 | $254.70F5 | −$170,139.6 | 12,376,910 | Direct | |
| Aug 12, 2022 | Common Stock | SSaleDisposed | −2,178 | $255.62F6 | −$556,740.36 | 12,374,732 | Direct | |
| Aug 12, 2022 | Common Stock | SSaleDisposed | −1,593 | $256.89F7 | −$409,225.77 | 12,373,139 | Direct | |
| Aug 12, 2022 | Common Stock | SSaleDisposed | −1,098 | $257.54F8 | −$282,778.92 | 12,372,041 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $256.7000 to $257.6500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $257.7300 to $258.5800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $252.5200 to $253.1500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $254.1800 to $255.1650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $255.1900 to $256.1300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $256.3200 to $257.3100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $257.3300 to $257.9200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.