Khichi Samrat S.'s Form 4 filing
Becton Dickinson & Co (BDX) · filed Aug 11, 2022
- Accession no.
- 0001062993-22-017739
- Filed
- Aug 11, 2022
- Trade date
- Aug 8-9, 2022
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.29M. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Khichi Samrat S.CIK 0001612227 | Officer (EVP and General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2022 | Common Stock | MOption exerciseAcquired | +14,326 | $93.49 | +$1,339,337.74 | 20,254 | Direct | |
| Aug 9, 2022 | Common Stock | DReturned to the companyDisposed | −5,141 | $260.44 | −$1,338,922.04 | 15,113 | Direct | |
| Aug 9, 2022 | Common Stock | SSaleDisposed | −9,185 | $260.44F1 | −$2,392,141.4 | 5,928 | Direct | |
| Aug 9, 2022 | Common Stock | MOption exerciseAcquired | +12,489 | $108.25 | +$1,351,934.25 | 18,417 | Direct | |
| Aug 9, 2022 | Common Stock | DReturned to the companyDisposed | −5,194 | $260.44 | −$1,352,725.36 | 13,223 | Direct | |
| Aug 8, 2022 | Common Stock | SSaleDisposed | −7,295 | $260.44F1 | −$1,899,909.8 | 5,928 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2022 | Common Stock | MOption exerciseAcquired | +14,326 | $0.00 | $0 | 0 | Direct | |
| Aug 9, 2022 | Common Stock | MOption exerciseAcquired | +12,489 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported sale price reflects the weighted average sale price for multiple transactions. The actual prices for the transactions ranged from $260.00 through $261.71. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on May 11, 2022.
Referenced by the price of 2 transactions in Table I.