Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Aug 11, 2022
- Accession no.
- 0001062993-22-017717
- Filed
- Aug 11, 2022
- Trade date
- Aug 10, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $2.69M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2022 | Common Stock | SSaleDisposed | −135 | $247.19F2 | −$33,370.65 | 12,389,207 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −137 | $249.87F3 | −$34,232.19 | 12,389,070 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −288 | $251.01F4 | −$72,290.88 | 12,388,782 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −240 | $251.91F5 | −$60,458.4 | 12,388,542 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −2,167 | $254.21F6 | −$550,873.07 | 12,386,375 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −2,428 | $255.10F7 | −$619,382.8 | 12,383,947 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −1,952 | $255.86F8 | −$499,438.72 | 12,381,995 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −3,137 | $257.14F9 | −$806,648.18 | 12,378,858 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −45 | $257.65F10 | −$11,594.25 | 12,378,813 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $246.8800 to $247.5400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $249.3350 to $249.9100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $250.4800 to $251.1300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $251.6500 to $252.1700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $253.5400 to $254.4950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $254.5800 to $255.5200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $255.5900 to $256.4750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $256.5900 to $257.5700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $257.5900 to $257.6750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.