Bhonsle Sanjai's Form 4 filing
ArrowMark Financial Corp. (BANX) · filed Aug 9, 2022
- Accession no.
- 0001062993-22-017508
- Filed
- Aug 9, 2022
- Trade date
- Nov 19, 2021-Aug 5, 2022
- Filing delay
- 263 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $77.4K. It was filed 263 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bhonsle SanjaiCIK 0001804407 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | Common Stock | PPurchaseAcquired | +1,000 | $21.62 | +$21,620 | 4,200 | Direct | |
| May 27, 2022 | Common Stock | PPurchaseAcquired | +500 | $19.50 | +$9,750 | 4,700 | Direct | |
| Jun 13, 2022 | Common Stock | PPurchaseAcquired | +500 | $19.14 | +$9,570 | 5,200 | Direct | |
| Aug 5, 2022 | Common Stock | PPurchaseAcquired | +2,000 | $18.24 | +$36,480 | 7,200 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.