Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Aug 5, 2022
- Accession no.
- 0001062993-22-017374
- Filed
- Aug 5, 2022
- Trade date
- Aug 3-4, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions. Open-market sales total $5.53M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2022 | Common Stock | SSaleDisposed | −320 | $240.13F2 | −$76,841.6 | 12,422,760 | Direct | |
| Aug 3, 2022 | Common Stock | SSaleDisposed | −240 | $241.57F3 | −$57,976.8 | 12,422,520 | Direct | |
| Aug 3, 2022 | Common Stock | SSaleDisposed | −1,087 | $242.95F4 | −$264,086.65 | 12,421,433 | Direct | |
| Aug 3, 2022 | Common Stock | SSaleDisposed | −2,175 | $243.94F5 | −$530,569.5 | 12,419,258 | Direct | |
| Aug 3, 2022 | Common Stock | SSaleDisposed | −3,249 | $245.08F6 | −$796,264.92 | 12,416,009 | Direct | |
| Aug 3, 2022 | Common Stock | SSaleDisposed | −2,340 | $246.02F7 | −$575,686.8 | 12,413,669 | Direct | |
| Aug 3, 2022 | Common Stock | SSaleDisposed | −5,089 | $247.08F8 | −$1,257,390.12 | 12,408,580 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −698 | $246.19F9 | −$171,840.62 | 12,407,882 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −258 | $246.87F10 | −$63,692.46 | 12,407,624 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −2,384 | $248.54F11 | −$592,519.36 | 12,405,240 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −3,332 | $249.35F12 | −$830,834.2 | 12,401,908 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −1,045 | $250.27F13 | −$261,532.15 | 12,400,863 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −183 | $251.06F14 | −$45,943.98 | 12,400,680 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $240.0100 to $240.8800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $241.2600 to $242.0400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $242.3500 to $243.3200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $243.4600 to $244.4500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $244.4600 to $245.4400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $245.5450 to $246.5400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $246.5500 to $247.5400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $245.5500 to $246.5400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $246.7800 to $247.7600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $247.9300 to $248.9200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $248.9400 to $249.8400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
The transaction was executed in multiple trades at prices ranging from $249.9600 to $250.5700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
The transaction was executed in multiple trades at prices ranging from $251.0000 to $251.2250. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.