Ghai Rahul's Form 4 filing
Otis Worldwide Corp (OTIS) · filed Aug 2, 2022
- Accession no.
- 0001062993-22-017117
- Filed
- Aug 2, 2022
- Trade date
- Aug 1-2, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $595.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ghai RahulCIK 0001666090 | Officer (EVP, CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2022 | Common Stock | MOption exerciseDisposed | −13,125 | – | – | 15,773 | Direct | |
| Aug 1, 2022 | Common Stock | FTax withholdingDisposed | −6,092 | $78.28 | −$476,881.76 | 9,681 | Direct | |
| Aug 1, 2022 | Common Stock | SSaleDisposed | −618 | $78.56 | −$48,550.08 | 9,063 | Direct | |
| Aug 1, 2022 | Common Stock | SSaleDisposed | −2,000 | $78.54 | −$157,080 | 7,063 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −100 | $77.88 | −$7,788 | 6,963 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −4,900 | $77.87 | −$381,563 | 2,063 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2022 | Common Stock | MOption exerciseDisposed | −13,125 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.