LaFreniere Nora E.'s Form 4 filing
Otis Worldwide Corp (OTIS) · filed Aug 1, 2022
- Accession no.
- 0001062993-22-016992
- Filed
- Aug 1, 2022
- Trade date
- Jul 29, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.04M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| LaFreniere Nora E.CIK 0001807121 | Officer (EVP, General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2022 | Common Stock | MOption exerciseAcquired | +5,362 | $44.46 | +$238,394.52 | 29,070 | Direct | |
| Jul 29, 2022 | Common Stock | FTax withholdingDisposed | −3,118 | $76.45 | −$238,371.1 | 25,952 | Direct | |
| Jul 29, 2022 | Common Stock | SSaleDisposed | −13,576 | $76.54 | −$1,039,107.04 | 12,376 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2022 | Common Stock | MOption exerciseDisposed | −5,362 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.