Root Jonathan D's Form 4 filing
eFFECTOR Therapeutics, Inc. (EFTR) · filed Jul 22, 2022
- Accession no.
- 0001062993-22-016678
- Filed
- Jul 22, 2022, 6:03 PM ET
- Trade date
- Jul 20-22, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market sales total $19.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Root Jonathan DCIK 0001225480 | 10% Owner |
| US Venture Partners X LPCIK 0001440514 | 10% Owner |
| Usvp X Affiliates LPCIK 0001453359 | 10% Owner |
| Tansey Casey MCIK 0001474322 | 10% Owner |
| Presidio Management Group X LLCCIK 0001602744 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2022 | Common Stock | SSaleDisposed | −9,726 | $1.00 | −$9,735.73 | 4,181,509 | Indirect | |
| Jul 20, 2022 | Common Stock | SSaleDisposed | −304 | $1.00 | −$304.3 | 133,795 | Indirect | |
| Jul 21, 2022 | Common Stock | SSaleDisposed | −2,584 | $0.955 | −$2,467.72 | 4,178,925 | Indirect | |
| Jul 21, 2022 | Common Stock | SSaleDisposed | −81 | $0.956 | −$77.44 | 133,714 | Indirect | |
| Jul 22, 2022 | Common Stock | SSaleDisposed | −7,383 | $0.91 | −$6,718.53 | 4,171,542 | Indirect | |
| Jul 22, 2022 | Common Stock | SSaleDisposed | −231 | $0.911 | −$210.44 | 133,483 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.