Root Jonathan D's Form 4 filing
eFFECTOR Therapeutics, Inc.EFTR · filed Jul 19, 2022
- Accession no.
- 0001062993-22-016514
- Filed
- Jul 19, 2022, 4:54 PM ET
- Trade date
- Jul 15-19, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $76.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Root Jonathan DCIK 0001225480 | 10% Owner |
| US Venture Partners X LPCIK 0001440514 | 10% Owner |
| Usvp X Affiliates LPCIK 0001453359 | 10% Owner |
| Tansey Casey MCIK 0001474322 | 10% Owner |
| Presidio Management Group X LLCCIK 0001602744 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2022 | Common Stock | SSaleDisposed | −44,477 | $1.11F1 | −$49,280.52 | 4,214,257 | Indirect | |
| Jul 15, 2022 | Common Stock | SSaleDisposed | −1,423 | $1.11F1 | −$1,576.68 | 134,818 | Indirect | |
| Jul 18, 2022 | Common Stock | SSaleDisposed | −20,352 | $1.08F1 | −$21,980.16 | 4,193,905 | Indirect | |
| Jul 18, 2022 | Common Stock | SSaleDisposed | −635 | $1.08F1 | −$686.44 | 134,183 | Indirect | |
| Jul 19, 2022 | Common Stock | SSaleDisposed | −2,670 | $1.00F1 | −$2,670 | 4,191,235 | Indirect | |
| Jul 19, 2022 | Common Stock | SSaleDisposed | −84 | $1.00F1 | −$84 | 134,099 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.10 to $1.14, inclusive for sales on 7/15/22; prices ranging from $1.00 to $1.15, inclusive for sales on 7/18/22; and prices ranging from $1.00 to $1.00, inclusive for sales on 7/19/22;. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 6 transactions in Table I.