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HOFFMAN Robert Thurston Sr's Form 4 filing

ClearSign Technologies Corp (CLIR) · filed Jul 13, 2022

Accession no.
0001062993-22-016287
Filed
Jul 13, 2022, 7:45 AM ET
Trade date
Jul 8, 2022
Filing delay
5 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $1.77M. It was filed 5 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
HOFFMAN Robert Thurston SrCIK 0001748409Director, 10% Owner
clirSPV LLCCIK 000174730410% Owner
Princeton Opportunity Management LLCCIK 000174908610% Owner
GPclirSPV LLCCIK 000174908710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 8, 2022Common Stock (CLIR)PPurchaseAcquired+1,591,594$1.11+$1,766,669.347,583,234Indirect
Jul 8, 2022Common Stock (CLIR)PPurchaseAcquired0$0.00$0110,519Indirect
Jul 8, 2022Common Stock (CLIR)PPurchaseAcquired0$0.00$013,153Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)