Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Jun 21, 2022
- Accession no.
- 0001062993-22-015257
- Filed
- Jun 21, 2022
- Trade date
- Jun 17, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $10.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 17, 2022 | Common Stock | SSaleDisposed | −2 | $224.45 | −$448.9 | 12,423,243 | Direct | |
| Jun 17, 2022 | Common Stock | SSaleDisposed | −5 | $225.69F2 | −$1,128.45 | 12,423,238 | Direct | |
| Jun 17, 2022 | Common Stock | SSaleDisposed | −16 | $228.05F3 | −$3,648.8 | 12,423,222 | Direct | |
| Jun 17, 2022 | Common Stock | SSaleDisposed | −20 | $228.88F4 | −$4,577.6 | 12,423,202 | Direct | |
| Jun 17, 2022 | Common Stock | SSaleDisposed | −2 | $229.71 | −$459.42 | 12,423,200 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $225.6250 to $225.7300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $227.4750 to $228.4650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $228.5100 to $229.1200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.