Skip to main content

Mansueto Joseph D's Form 4 filing

Morningstar, Inc. (MORN) · filed Jun 16, 2022

Accession no.
0001062993-22-014938
Filed
Jun 16, 2022
Trade date
Jun 14-15, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 16 non-derivative transactions. Open-market sales total $6.67M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mansueto Joseph DCIK 0001324069Director, Officer (Executive Chairman), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 14, 2022Common StockSSaleDisposed−2,634$223.49F2−$588,672.6612,449,611Direct
Jun 14, 2022Common StockSSaleDisposed−2,106$224.50F3−$472,79712,447,505Direct
Jun 14, 2022Common StockSSaleDisposed−1,373$225.29F4−$309,323.1712,446,132Direct
Jun 14, 2022Common StockSSaleDisposed−916$226.94F5−$207,877.0412,445,216Direct
Jun 14, 2022Common StockSSaleDisposed−3,332$227.89F6−$759,329.4812,441,884Direct
Jun 14, 2022Common StockSSaleDisposed−3,189$228.74F7−$729,451.8612,438,695Direct
Jun 14, 2022Common StockSSaleDisposed−910$229.72F8−$209,045.212,437,785Direct
Jun 14, 2022Common StockSSaleDisposed−40$230.85F9−$9,23412,437,745Direct
Jun 15, 2022Common StockSSaleDisposed−560$229.99F10−$128,794.412,437,185Direct
Jun 15, 2022Common StockSSaleDisposed−520$231.26F11−$120,255.212,436,665Direct
Jun 15, 2022Common StockSSaleDisposed−1,787$232.33F12−$415,173.7112,434,878Direct
Jun 15, 2022Common StockSSaleDisposed−5,982$233.40F13−$1,396,198.812,428,896Direct
Jun 15, 2022Common StockSSaleDisposed−3,823$234.25F14−$895,537.7512,425,073Direct
Jun 15, 2022Common StockSSaleDisposed−684$235.27F15−$160,924.6812,424,389Direct
Jun 15, 2022Common StockSSaleDisposed−914$236.79F16−$216,426.0612,423,475Direct
Jun 15, 2022Common StockSSaleDisposed−230$237.47F17−$54,618.112,423,245Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The transaction was executed in multiple trades at prices ranging from $222.97 to $223.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

The transaction was executed in multiple trades at prices ranging from $223.97 to $224.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

The transaction was executed in multiple trades at prices ranging from $224.97 to $225.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

The transaction was executed in multiple trades at prices ranging from $226.30 to $227.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

The transaction was executed in multiple trades at prices ranging from $227.31 to $228.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

The transaction was executed in multiple trades at prices ranging from $228.31 to $229.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

The transaction was executed in multiple trades at prices ranging from $229.35 to $230.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

The transaction was executed in multiple trades at prices ranging from $230.75 to $230.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

The transaction was executed in multiple trades at prices ranging from $229.66 to $230.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F11

The transaction was executed in multiple trades at prices ranging from $230.70 to $231.545. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F12

The transaction was executed in multiple trades at prices ranging from $231.81 to $232.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F13

The transaction was executed in multiple trades at prices ranging from $232.83 to $233.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F14

The transaction was executed in multiple trades at prices ranging from $233.83 to $234.825. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F15

The transaction was executed in multiple trades at prices ranging from $234.85 to $235.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F16

The transaction was executed in multiple trades at prices ranging from $236.29 to $237.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F17

The transaction was executed in multiple trades at prices ranging from $237.34 to $237.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)