Prime Movers Lab Fund I LP's Form 4 filing
Vaxxinity, Inc. (VAXX) · filed Jun 14, 2022
- Accession no.
- 0001062993-22-014846
- Filed
- Jun 14, 2022, 7:08 PM ET
- Trade date
- Jun 10-13, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $449.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Prime Movers Lab Fund I LPCIK 0001751631 | 10% Owner |
| Sloss DakinCIK 0001875411 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 10, 2022 | Class A Common Stock | SSaleDisposed | −6,687 | $2.80F7 | −$18,710.89 | 2,287,786 | Indirect | |
| Jun 10, 2022 | Class A Common Stock | SSaleDisposed | −2,512 | $2.80F7 | −$7,028.83 | 859,345 | Indirect | |
| Jun 10, 2022 | Class A Common Stock | SSaleDisposed | −4,423 | $2.80F7 | −$12,376 | 1,513,331 | Indirect | |
| Jun 10, 2022 | Class A Common Stock | SSaleDisposed | −28,378 | $2.80F7 | −$79,404.48 | 9,709,814 | Direct | |
| Jun 13, 2022 | Class A Common Stock | SSaleDisposed | −21,811 | $2.43F8 | −$52,911.3 | 2,265,975 | Indirect | |
| Jun 13, 2022 | Class A Common Stock | SSaleDisposed | −8,193 | $2.43F8 | −$19,875.4 | 851,152 | Indirect | |
| Jun 13, 2022 | Class A Common Stock | SSaleDisposed | −14,427 | $2.43F8 | −$34,998.46 | 1,498,904 | Indirect | |
| Jun 13, 2022 | Class A Common Stock | SSaleDisposed | −92,569 | $2.43F8 | −$224,563.14 | 9,617,245 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F7
The price of $2.7981 per share represents a weighted average of purchase prices ranging from $2.40 to $3.15 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 4 transactions in Table I.
- F8
The price of $2.4259 per share represents a weighted average of purchase prices ranging from $2.27 to $2.77 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 4 transactions in Table I.