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Hurt J. Christopher's Form 4 filing

Build-A-Bear Workshop Inc (BBW) · filed Jun 8, 2022

Accession no.
0001062993-22-014489
Filed
Jun 8, 2022
Trade date
Jun 6, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $969.7K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hurt J. ChristopherCIK 0001639218Officer (Chief Ops&Experience Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 6, 2022Common StockMOption exerciseAcquired+15,249$13.69+$208,758.81143,826Direct
Jun 6, 2022Common StockMOption exerciseAcquired+7,122$8.85+$63,029.7150,948Direct
Jun 6, 2022Common StockSSaleDisposed−22,371$19.37F1−$433,326.27128,577Direct
Jun 6, 2022Common StockSSaleDisposed−27,938$19.20F2−$536,409.6100,639Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 6, 2022Common StockMOption exerciseDisposed−15,249$0.00$00Direct
Jun 6, 2022Common StockMOption exerciseDisposed−7,122$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reporting price is the weighted average sale price per share for 11 transactions in which the sale prices range from $19.35 to $19.405 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.

Referenced by the price of 1 transaction in Table I.

F2

The reporting price is the weighted average sale price per share for 78 transactions in which the sale prices range from $19.00 to $19.615 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)